Mark Andrew Spackman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • Sophex Limited (no longer approved here)

    FRN 457902

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 6 Sep 2024)
    • [FCA CF] Client dealing (8 Dec 2020 to 6 Sep 2024)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 25 Jul 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (23 Jul 2016 to 27 Oct 2016)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (16 Oct 2014 to 17 Jun 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (6 Apr 2005 to 26 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 Jan 2004 to 25 Mar 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 12 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.