Mark Andrew Sherwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (14 Jul 2011 to 8 Dec 2019)
    • CF29 Significant management (6 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (19 Mar 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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