Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • CF30 Customer (since 9 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
    • (1)Employed By (since 9 Sep 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at JLM Network Wealth Limited

  2. controlled function added: (1)Employed By at JLM Network Wealth Limited