Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nott Pybus & Associates Limited
FRN 147535
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- CF30 Customer (since 9 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
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JLM Network Wealth Limited
FRN 991615
- (1)Employed By (since 9 Sep 2024)
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JLM MORTGAGE NETWORK LTD
FRN 300629
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 29 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at JLM Network Wealth Limited
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controlled function added: (1)Employed By at JLM Network Wealth Limited