Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (18 Oct 2011 to 15 Sep 2016)
  • Champain Financial Services Ltd (no longer approved here)

    FRN 415910

    • Employed By (20 Nov 2009 to 15 Sep 2016)
  • Abacus Advice Ltd (no longer approved here)

    FRN 402725

    • CF30 Customer (1 Nov 2007 to 13 Dec 2009)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
  • The Independent Insurance Index (no longer approved here)

    FRN 184403

    • (9)Employed By (18 Nov 2003 to 30 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.