Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Sep 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2024)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF28 Systems and controls (29 Jun 2009 to 13 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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