Mark Andrew Newton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
  • Liberate Wealth Solutions Limited (no longer approved here)

    FRN 722573

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (19 Dec 2016 to 31 Mar 2021)
  • Liberate Wealth (Thornton) Limited (no longer approved here)

    FRN 622855

    • (4)Employed By (23 May 2016 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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