Mark Andrew John Horner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
    • [FCA CF] Client dealing (since 11 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Mar 2019 to 23 Jul 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (373)Employed By (25 Mar 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Dec 2009 to 28 Jun 2011)
    • CF1 Director (AR) (23 Jul 2009 to 9 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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