Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Guardian (UK) Ltd
FRN 662403
- Responsible for Insurance Distribution (since 9 Feb 2021)
- [PRA CF] Key function holder (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (31 May 2017 to 8 Dec 2019)
- CF1 Director (31 May 2017 to 8 Dec 2019)
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- CF1 Director (AR) (27 Nov 2014 to 1 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.