Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (25 Jul 2017 to 1 Feb 2020)
- SMF1 Chief Executive (25 Jul 2017 to 1 Feb 2020)
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- CF30 Customer (21 Apr 2011 to 20 Mar 2014)
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- CF30 Customer (1 Nov 2007 to 20 Mar 2014)
- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Jan 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 31 Oct 2007)
- CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)
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- CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)
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- CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.