Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF3 Executive Director (25 Jul 2017 to 1 Feb 2020)
    • SMF1 Chief Executive (25 Jul 2017 to 1 Feb 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Apr 2011 to 20 Mar 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Jan 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF14 Risk Assessment (2 Oct 2003 to 29 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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