Mark Andrew Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AutonomyFP Limited

    FRN 649674

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Aug 2016)
    • CF11 Money Laundering Reporting (12 Dec 2014 to 8 Dec 2019)
    • CF1 Director (12 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Dec 2014 to 30 Sep 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 Apr 2013 to 16 Mar 2015)
  • Autonomy Financial Planning ltd (no longer approved here)

    FRN 597023

    • Employed By (8 Apr 2013 to 16 Mar 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 Sep 2010 to 16 Mar 2015)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (17 Nov 2009 to 8 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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