Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 13 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jun 2024)
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- (1)Employed By (14 Nov 2013 to 6 Dec 2013)
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- CF30 Customer (16 Dec 2008 to 29 Jan 2011)
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- CF21 Investment Adviser (5 Sep 2005 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (27 Jul 2004 to 5 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.