Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 3 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2023)
- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF21 Investment Adviser (18 Dec 2003 to 31 Oct 2007)
-
- (33)Employed By (29 May 2002 to 18 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.