Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (13 Jul 2021 to 12 Mar 2026)
- [FCA CF] Significant management (31 Mar 2021 to 13 Jul 2021)
-
- SMF3 Executive Director (9 Dec 2019 to 2 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jun 2020)
- CF11 Money Laundering Reporting (6 Jul 2016 to 8 Dec 2019)
- CF1 Director (13 Aug 2013 to 8 Dec 2019)
-
- [FCA CF] Significant management (7 Nov 2019 to 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.