Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Feb 2010)
    • CF30 Customer (since 21 Dec 2009)
    • Employed By (since 21 Dec 2009)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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