Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Apr 2023 to 16 Jul 2024)
- [FCA CF] Functions requiring qualifications (18 Apr 2023 to 16 Jul 2024)
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- CF1 Director (AR) (24 Mar 2010 to 31 Mar 2015)
- CF30 Customer (1 Nov 2007 to 31 Mar 2015)
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
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- Employed By (31 Jan 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (10 Jun 2004 to 22 Jan 2007)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 10 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.