Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (18 Apr 2023 to 16 Jul 2024)
    • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 16 Jul 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (24 Mar 2010 to 31 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
  • 4 Life Financial Services Ltd (no longer approved here)

    FRN 446573

    • Employed By (31 Jan 2007 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jun 2004 to 22 Jan 2007)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 10 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.