Mark Andrew Cooper

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fox Heritage Financial Services Limited

    FRN 925792

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2021)
    • Responsible for Insurance Distribution (since 9 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2021)
    • SMF3 Executive Director (since 9 Feb 2021)
    • [FCA CF] Client dealing (since 9 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Jun 2012 to 7 Dec 2012)
    • CF1 Director (AR) (11 Jun 2012 to 30 Aug 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (11 Jun 2012 to 30 Aug 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Mar 2011 to 18 Jul 2012)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (30 Mar 2011 to 18 Jul 2012)
  • Ashwood Law LLP (no longer approved here)

    FRN 544429

    • Employed By (30 Mar 2011 to 18 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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