Mark Andrew Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • CF30 Customer (24 Dec 2016 to 8 Dec 2019)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • CF21 Investment Adviser (14 Jul 2003 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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