Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (10 Jan 2017 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 28 Apr 2014)
- CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 28 Apr 2014)
- CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.