Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M & S.M.ANDREW LIMITED
FRN 674628
- [FCA CF] Significant management (since 19 Dec 2020)
- [FCA CF] CASS oversight function (since 19 Dec 2019)
- [PRA CF] Key function holder (since 19 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
- CF1 Director (28 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.