Mark Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 May 2021)
    • [FCA CF] Client dealing (since 20 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jul 2021)
    • CF1 Director (AR) (14 Jul 2017 to 15 Jul 2021)
    • CF30 Customer (31 Mar 2014 to 15 Jul 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Jul 2017 to 15 Jul 2021)
  • Dunnottar Insurance Services Ltd (no longer approved here)

    FRN 412777

    • (9)Employed By (31 Mar 2014 to 16 Aug 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (30 Sep 2011 to 21 Feb 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Mar 2008 to 16 Sep 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF22 Investment Adviser (Trainee) (11 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.