Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (2 Mar 2018 to 31 Jul 2020)
- [FCA CF] Material risk taker (3 Mar 2017 to 31 Jul 2020)
- [FCA CF] Manager of certification employee (3 Mar 2017 to 31 Jul 2020)
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Jul 2020)
- CF30 Customer (27 Jul 2015 to 6 Mar 2016)
- CF29 Significant management (27 Jul 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.