Mark Alan Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London LGPS CIV Limited (no longer approved here)
FRN 710618
- CF1 Director (23 Sep 2019 to 23 Sep 2019)
- CF30 Customer (23 Sep 2019 to 23 Sep 2019)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- CF1 Director (28 Aug 2007 to 30 Nov 2009)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF21 Investment Adviser (6 Jul 2005 to 13 Nov 2006)
- CF27 Investment Management (23 Jun 2004 to 13 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.