Mark Alan Stafford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (13 Dec 2023 to 20 Dec 2023)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (153)Employed By (13 Dec 2023 to 20 Dec 2023)
Tavira Financial Limited (no longer approved here)
FRN 462001
- CF30 Customer (9 May 2016 to 3 Jan 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (16 Feb 2016 to 31 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.