Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2025)
    • CF1 Director (AR) (18 Jun 2018 to 30 Jul 2024)
    • CF10 Compliance Oversight (30 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Apr 2014 to 5 Feb 2019)
    • CF8 Apportionment and Oversight (8 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (8 Jan 2007 to 30 Sep 2018)
    • CF3 Chief Executive (8 Jan 2007 to 8 Dec 2019)
    • CF1 Director (8 Jan 2007 to 8 Dec 2019)
  • Protect and Lend Limited (no longer approved here)

    FRN 811665

    • (4)Employed By (18 Jun 2018 to 30 Jul 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (2 May 2012 to 30 May 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (3 Nov 2011 to 30 Jun 2014)
  • Ten Insurance Services Limited (no longer approved here)

    FRN 314593

    • CF1 Director (AR) (26 Jul 2011 to 30 May 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (25 Sep 2008 to 10 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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