Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (20 Dec 2022 to 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (20 Dec 2022 to 15 Jan 2024)
  • Benchmark Wealth Management Limited (no longer approved here)

    FRN 797692

    • (8)[FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Jun 2023)
    • (6)Appointed representative dealing with clients for which they require qualification (1 Jul 2022 to 26 Jun 2023)
    • (7)[FCA CF] Client dealing (1 Jul 2022 to 26 Jun 2023)
    • (5)CF30 Customer (1 Mar 2018 to 8 May 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
    • CF1 Director (AR) (2 Feb 2018 to 18 Oct 2022)
    • CF30 Customer (8 Dec 2017 to 18 Oct 2022)
  • Lacy Watson Financial Services Ltd (no longer approved here)

    FRN 225164

    • Employed By (8 Jun 2016 to 8 May 2023)
  • Summers Financial Services Ltd (no longer approved here)

    FRN 551976

    • Employed By (8 Jun 2016 to 8 May 2023)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (5 Jun 2006 to 20 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)CF30 Customer at Benchmark Wealth Management Limited

  2. controlled function added: (6)Appointed representative dealing with clients for which they require qualification at Benchmark Wealth Management Limited

  3. controlled function added: (7)[FCA CF] Client dealing at Benchmark Wealth Management Limited

  4. controlled function added: (8)[FCA CF] Functions requiring qualifications at Benchmark Wealth Management Limited