Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SB Investment Advisers (UK) Limited
FRN 785149
- SMF3 Executive Director (since 20 Dec 2023)
- SMF9 Chair of the Governing Body (since 20 Dec 2023)
- [FCA CF] Significant management (9 Dec 2020 to 20 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 20 Dec 2023)
- [FCA CF] Material risk taker (9 Dec 2020 to 20 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 20 Dec 2023)
- CF29 Significant management (22 Oct 2019 to 8 Dec 2019)
- CF30 Customer (21 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.