Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2024)
    • CF30 Customer (16 Nov 2007 to 6 Mar 2016)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (16 Nov 2007 to 16 Dec 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (24 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.