Mark Adrian Brian Mitchell

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MITCHELL PROCKTER (FINANCIAL SERVICES) LIMITED (no longer approved here)

    FRN 121003

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (8 May 2003 to 31 Mar 2009)
    • CF10 Compliance Oversight (27 Nov 2002 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (25 Jun 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.