Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 30 Jun 2022)
-
- CF30 Customer (7 May 2013 to 8 Dec 2019)
-
- CF30 Customer (11 Jan 2013 to 30 Sep 2013)
- CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
- CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)
- CF1 Director (27 Feb 2006 to 31 Aug 2006)
-
- CF30 Customer (15 Jan 2010 to 7 Jan 2013)
-
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2006)
- CF1 Director (1 Dec 2001 to 31 Jan 2005)
- CF27 Investment Management (1 Dec 2001 to 22 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.