Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 30 Jun 2022)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (11 Jan 2013 to 30 Sep 2013)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
    • CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)
    • CF1 Director (27 Feb 2006 to 31 Aug 2006)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (15 Jan 2010 to 7 Jan 2013)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2006)
    • CF1 Director (1 Dec 2001 to 31 Jan 2005)
    • CF27 Investment Management (1 Dec 2001 to 22 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.