Mark Adam Rainey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mark Rainey Mortgages Ltd

    FRN 311509

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (6 May 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 6 Apr 2005)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 6 Apr 2005)
    • CF15 Internal Audit (31 Oct 2004 to 6 Apr 2005)
    • CF14 Risk Assessment (31 Oct 2004 to 6 Apr 2005)
    • CF13 Finance (31 Oct 2004 to 6 Apr 2005)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • EXCALIBER ASSOCIATES LIMITED (no longer approved here)

    FRN 476748

    • CF30 Customer (1 May 2009 to 4 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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