Marjorie Anne Russell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFIA Wealth Management Limited

    FRN 621884

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2023)
    • [FCA CF] Client dealing (since 15 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF7 Sole Trader (AR) (12 May 2004 to 15 Sep 2005)
    • CF1 Director (AR) (2 Apr 2003 to 12 May 2004)
    • CF21 Investment Adviser (2 Apr 2003 to 15 Sep 2005)
  • Carrick Independent Financial Consultants (no longer approved here)

    FRN 400321

    • Employed By (7 May 2004 to 15 Sep 2005)
  • Capital Independent Financial Consultants Limited (no longer approved here)

    FRN 223797

    • Employed By (2 Apr 2003 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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