Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 20 Jul 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (29 Jan 2009 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 20 Jul 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (2 Jun 2008 to 6 Mar 2016)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (1 Dec 2001 to 17 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.