Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 3 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 3 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Dec 2020)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 3 Dec 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 3 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Dec 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 19 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (8 Aug 2005 to 2 Sep 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Sep 2002 to 2 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.