Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (12 Aug 2010 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 18 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jun 2018)
    • [FCA CF] Material risk taker (since 25 Jun 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (12 Aug 2010 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 7 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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