Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Significant management (since 7 Mar 2025)
- [FCA CF] Manager of certification employee (since 13 Jul 2022)
- [FCA CF] Material risk taker (since 1 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2022)
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- [FCA CF] Client dealing (10 Oct 2017 to 27 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 Jun 2022)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 10 Oct 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 Jun 2022)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 27 Jun 2022)
- CF29 Significant management (16 Oct 2008 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.