Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF1 Chief Executive Function (21 Nov 2016 to 10 Jul 2017)
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- CF10 Compliance Oversight (30 Nov 2012 to 29 Oct 2013)
- CF11 Money Laundering Reporting (30 Nov 2012 to 29 Oct 2013)
- CF28 Systems and controls (30 Nov 2012 to 29 Oct 2013)
- CF1 Director (30 Nov 2012 to 29 Oct 2013)
- CF3 Chief Executive (30 Nov 2012 to 29 Oct 2013)
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- CF29 Significant management (1 Nov 2007 to 20 Feb 2009)
- CF17 Significant Mgt (Other Business Operations) (16 Oct 2007 to 31 Oct 2007)
- CF1 Director (8 Apr 2003 to 16 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.