Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2024)
    • CF1 Director (2 Aug 2017 to 8 Dec 2019)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (5 Feb 2002 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.