Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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InCred Global Wealth Limited
FRN 996981
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
- SMF3 Executive Director (since 14 Dec 2023)
- [FCA CF] Client dealing (since 14 Dec 2023)
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- CF1 Director (AR) (6 Jan 2023 to 8 Dec 2023)
- CF30 Customer (3 Nov 2022 to 8 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.