Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 27 Aug 2025)
- [FCA CF] Client dealing (since 27 Aug 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 27 Aug 2025)
- [FCA CF] Material risk taker (since 27 Aug 2025)
- [FCA CF] Manager of certification employee (since 27 Aug 2025)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (24 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Dec 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.