Marie Tran Ba Huy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (31 Aug 2021 to 3 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Jan 2020 to 3 Aug 2022)
    • [FCA CF] Client dealing (15 Nov 2016 to 3 Aug 2022)
    • CF30 Customer (27 Nov 2009 to 12 Aug 2013)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (31 Aug 2021 to 3 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Jan 2020 to 3 Aug 2022)
    • [FCA CF] Client dealing (15 Nov 2016 to 3 Aug 2022)
    • CF30 Customer (27 Nov 2009 to 12 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.