Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (1 Sep 2022 to 19 Jan 2024)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (11 Sep 2017 to 5 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2017 to 5 Jul 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (1 Sep 2022 to 19 Jan 2024)
    • [PRA CF] Managing a material risk taker (4 Oct 2019 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 19 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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