Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 18 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
- [FCA CF] Client dealing (26 Feb 2021 to 25 Jun 2021)
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- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.