Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
    • [FCA CF] Client dealing (26 Feb 2021 to 25 Jun 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (5 Aug 2003 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.