Marie-Claire Bolton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
    • [FCA CF] Client dealing (since 30 Aug 2022)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • Goldwoodshire Limited (no longer approved here)

    FRN 229138

    • CF30 Customer (21 Dec 2009 to 23 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.