Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 29 Jan 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Aug 2013)
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Kenwood Wealth Management Ltd
FRN 942367
- (1)Employed By (since 29 Jan 2021)
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- (10)Employed By (8 Aug 2013 to 3 Feb 2021)
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- CF30 Customer (1 Nov 2007 to 26 Jul 2013)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2005 to 8 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.