Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 29 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Aug 2013)
    • (1)Employed By (since 29 Jan 2021)
  • Trowlock Wealth Management LLP (no longer approved here)

    FRN 597650

    • (10)Employed By (8 Aug 2013 to 3 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Jul 2013)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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