Mariano Grosman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prism Financial Products LLP (no longer approved here)
FRN 607481
- CF4 Partner (11 Apr 2014 to 2 Feb 2015)
- CF30 Customer (17 Mar 2014 to 2 Feb 2015)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (20 Mar 2014 to 12 Feb 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (11 Nov 2010 to 26 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.