Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Client dealing (since 5 Jan 2026)
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- CF30 Customer (22 Mar 2013 to 25 Jul 2016)
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- CF30 Customer (23 May 2008 to 22 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2008)
- CF21 Investment Adviser (5 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.