Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 25 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (since 20 Dec 2021)
- CF30 Customer (since 3 Dec 2021)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 18 Feb 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2021)
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Family First Financial Ltd
FRN 828443
- (1)Employed By (since 18 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.