Maria Ryan-Dalton

• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2022 to 30 Sep 2024)
• HSBC Global Asset Management (UK) Limited (no longer approved here)

  FRN 122335

  • [FCA CF] Material risk taker (21 Apr 2022 to 10 Aug 2022)
  • [FCA CF] Manager of certification employee (14 Jul 2020 to 7 Aug 2020)
  • [FCA CF] Client dealing (14 Jul 2020 to 30 Sep 2024)
• HSBC UK Bank Plc (no longer approved here)

  FRN 765112

  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2022 to 30 Sep 2024)
• HSBC Alternative Investments Limited (no longer approved here)

  FRN 170423

  • [FCA CF] Manager of certification employee (22 Sep 2020 to 9 Jul 2024)
  • [FCA CF] Client dealing (24 Jul 2020 to 30 Sep 2024)
• DWS Investments UK Limited (no longer approved here)

  FRN 429806

  • CF1 Director (10 Oct 2018 to 16 Jul 2019)
  • CF30 Customer (7 Feb 2018 to 25 Jul 2019)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • [FCA CF] Material risk taker (1 Apr 2018 to 31 Jul 2019)
• Wellington Management International Limited (no longer approved here)

  FRN 208573

  • CF30 Customer (15 Jun 2010 to 2 Jul 2013)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF30 Customer (1 Dec 2009 to 26 Feb 2010)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • CF30 Customer (1 Dec 2009 to 26 Feb 2010)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
  • CF27 Investment Management (26 Jun 2007 to 31 Oct 2007)

No changes recorded yet.