Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (AR) (since 29 May 2013)
    • CF30 Customer (since 16 Oct 2008)
    • CF4 Partner (16 Oct 2008 to 8 Dec 2019)
    • CF3 Chief Executive (16 Oct 2008 to 8 Dec 2019)
    • Employed By (since 29 May 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (29 Oct 2004 to 22 Dec 2004)
    • CF22 Investment Adviser (Trainee) (29 Jul 2003 to 29 Oct 2004)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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