Maria Penaloza Gonzalez

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 8 Jun 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (5 May 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 8 Jun 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (5 May 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Oct 2010 to 24 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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